Practice CSC1 Exam Online

Question 1

When acting as a principal, how do investment dealers generate revenue?

A : Through commissions

B : Thrown tracers.

C : Through brokerage changes.

D : Through spreads on buy/sell prices.

Answer: D

Question 2

What is the settlement date for Government of Canada bones?

A : One business day after the transaction

B : same day me transaction takes place.

C : Two business days after the transaction

D : Three business days after the transaction.

Answer: A

Question 3

What is a characteristicof provincial savings bonds that distinguishes them from other provincial bonds?

A : Theyare backed by provincial assetspledged an security.

B : They can &e purchased only by residents of the province.

C : They can be purchased at any time of the year.

D : They do not have redemption rules.

Answer: B

Question 4

What is the difference between sinking funds and purchase funds concerning the redemption of bonds poor to maturity?

A :

Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.

B :

Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.

C :

Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.

D : Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.

Answer: A

Question 5

A large number of well-trained, willing-to-work individuals have given up trying to find employment. All else being equal, how will the labor market indicators be affected by this event.

A : A decrease in the structural unemployment rate.

B : A decrease in the overall unemployment rate.

C : An increase in the participation rate.

D : An increase in the labour force.

Answer: B

Name:	Canadian Securities Course Exam 1
Exam Code:	CSC1
Certification:	Canadian Securities Course
Vendor:	CSI
Total Questions:	102
Last Updated:	Aug 02, 2026

CSI CSC1 Answers