FINRA Series-7

Page:    1 / 81   
Total 405 questions | Updated On: Apr 24, 2024
Question 1

Which of the following sources provides news of prospective municipal securities sales to underwriters?

Answer: B
Question 2

Under what circumstances may a municipal securities dealer guarantee a customer against loss in market value of bonds?

Answer: A
Question 3

Bubba owns stock with cumulative voting rights. There are five vacancies on a board and he owns 100 shares of stock. Bubba is entitled to cast the following votes:

Answer: C
Question 4

If the Federal Reserve wished to ease credit, which of the following steps would it take? 

Answer: D
Question 5

On which of the following is depreciation permitted? 

Answer: B
Page:    1 / 81   
Total 405 questions | Updated On: Apr 24, 2024

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Name: General Securities Representative
Exam Code: Series-7
Certification: General Securities Representative
Vendor: FINRA
Total Questions: 405
Last Updated: Apr 24, 2024
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