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FINRA Series-7

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Total 405 questions | Updated On: Apr 24, 2024
Question 1

Which of the following is not usually an additional function of a mutual fund’s custodial bank?

Answer: B
Question 2

An option that permits the holder to exercise the contract only at expiration is referred to as: 

Answer: A
Question 3

How often must Investment companies issue financial statements to shareholders? 

Answer: C
Question 4

A call option is in the money when the market value of the underlying stock is: 

Answer: C
Question 5

Bubba is buying a treasury bill. The discount he receives results in Bubba’s determination of:

Answer: C
Page:    1 / 81   
Total 405 questions | Updated On: Apr 24, 2024

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Name: General Securities Representative
Exam Code: Series-7
Certification: General Securities Representative
Vendor: FINRA
Total Questions: 405
Last Updated: Apr 24, 2024
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